Capital Wealth Alliance, LLC

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Client assets under management

$300,294,005

Clients

348

17% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

116

Very High

Average account size

$862,914

About

Capital Wealth Alliance serves individual and high‑net‑worth clients as well as pension and profit‑sharing plans, providing discretionary portfolio management, financial planning, and participant account management for held‑away defined contribution plan accounts. The firm uses firm‑developed model portfolios and may engage sub‑advisers to manage portions of client assets while offering single‑subject or broader financial planning work.

Portfolios are managed with discretionary authority and can include allocations to equities, fixed income, mutual funds and ETFs, alternative investments, structured products, commodity ETFs/ETNs, and options strategies; the firm describes using fundamental, technical, cyclical and modern portfolio theory analyses and may employ margin, short sales, and leveraged ETFs where suitable. For participant accounts CWA connects held‑away plan accounts through a third‑party platform (Future Capital Group) to review and rebalance allocations without taking custody of client credentials.

The firm is affiliated with a related licensed insurance agency and discloses that some advisers are licensed insurance agents and registered representatives who may receive separate commission‑based compensation and agency‑level bonuses or overrides, a practice the brochure identifies as a potential conflict of interest. CWA also operates with a three‑adviser team while managing about $300 million in discretionary assets and routinely directs custodial relationships to specific custodians, arrangements the firm notes can affect execution and economic relationships.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Active portfolio management Options & derivatives strategies Real estate investing Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Executive

Fee options

Percentage

Up to 2.25% annually, negotiable depending on client circumstances

Commissions

Commissions earned by certain persons as registered representatives and insurance agents, separate and in addition to advisory fees.

Project-based

Negotiated hourly fees for financial planning or consulting services, payable upon delivery.

Main office location

Capital Wealth Alliance, LLC

17015 North Scottsdale Road, Suite 250

Scottsdale AZ 85255, United States

Number of offices

Most active in

Arizona · California · Colorado · Florida · Illinois · Minnesota · Nebraska · New Hampshire · New Jersey · New York · Texas · Washington

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 480-948-7590

Advisors at this firm

Justin C

ChFC®, Series 63, Series 66

Scottsdale, AZ

Capital Wealth Alliance, LLC

Justin Cairns is a financial advisor at Capital Wealth Alliance, LLC with 19 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 66 licenses. His prior experience includes roles at Raymond James & Associates and Kingswood Capital Partners. Outside of his advisory work, he is involved with Restore Financial, LLC, a debt repair referral affiliate. Capital Wealth Alliance manages approximately $220 million for individual and high-net-worth clients, as well as pension and profit-sharing plan participants. The firm offers discretionary portfolio management and consultative services, employing a variety of investment strategies and a third-party platform to manage held-away accounts.

Active portfolio management Options & derivatives strategies Real estate investing Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive

Brent C

Series 63, Series 65

Scottsdale, AZ

Capital Wealth Alliance, LLC

Brent Carman is a financial advisor at Capital Wealth Alliance, LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Kingswood Capital Partners and Raymond James Financial Services Advisors. Outside of advisory work, he is involved in a referral business for estate planning software and is a partner and agent at Capital Wealth Insurance LLC. Capital Wealth Alliance manages approximately $220 million for individual, high-net-worth, and institutional clients, providing discretionary portfolio management and financial planning services. The firm employs a range of investment strategies and uses a third-party platform to manage held-away participant accounts.

Robert W

Series 63, Series 65

Scottsdale, AZ

Capital Wealth Alliance, LLC

Robert Wong is a financial advisor with Capital Wealth Alliance, LLC in Scottsdale, AZ, holding Series 63 and Series 65 licenses and having 31 years of industry experience. He has worked at Raymond James Financial and Raymond James Financial Services from 2002 to 2018 and has been involved with Kingswood Capital Partners, LLC and Capital Wealth Alliance since 2018. Wong is also a managing member and partner in several related business entities, including Capital Wealth Holdings LLC and Capital Wealth Insurance LLC. Capital Wealth Alliance manages approximately $220 million for individual, high-net-worth, and institutional clients, providing discretionary portfolio management, financial planning, and consultative services. The firm employs model portfolios and sub-advisers across a broad range of strategies and instruments, and it is affiliated with a licensed insurance agency.

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