Capital Stewards, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,706,527
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
11
45% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$1,064,230
About
Capital Stewards, LLC provides ongoing portfolio management and financial planning primarily for individual and high‑net‑worth households, and also lists pension/profit‑sharing plans and charitable organizations among its clients. Services include tailored Investment Policy Statements, discretionary portfolio management, and one‑time or workshop‑based financial planning.
The firm’s investment process combines fundamental analysis, modern portfolio theory and quantitative methods and implements portfolios through long‑term, short‑term and options strategies under discretionary authority. Investment vehicles used include mutual funds, ETFs, fixed income, real estate funds and a range of alternative investments such as hedge funds, private equity and venture capital when appropriate to client objectives.
A notable feature of the practice is that it serves charitable organizations, a client type that is relatively uncommon among solo independent advisers and can affect portfolio construction and reporting considerations. The firm is a single‑advisor practice managing roughly $11.7 million in client assets, requires use of an institutional custodian, and participates in third‑party referral programs.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Private / alternative investments
Annuities
Concentrated stock management
Fee options
Financial planning workshops billed at a flat rate of $1,500 per session.
$0 - $499,999: 1.50% $500,000 - $999,999: 1.00% $1,000,000 - $2,999,999: 0.90% $3,000,000 - $9,999,999: 0.75% $10,000,000+: 0.50%
Fee-only: Flat financial planning fees at $1,500 per session for workshops; full financial plans may take multiple workshops.
Main office location
Capital Stewards, LLC
4100 Market Street Sw, Suite 100
Huntsville AL 35808, United States
Number of offices
1
Most active in
Capital Stewards, LLC has reported serving >5 clients in these states in the last 12 months.
Alabama · Georgia · Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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