Capital Retirement Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,009,000
Clients
100
5% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
100
Very HighAverage account size
$200,090
About
Capital Retirement Planning, LLC provides portfolio management, investment consulting, and investment planning to individual investors and company retirement plan participants, advising on 401(k), 403(b), 457 accounts, IRAs, and after‑tax accounts on either a discretionary or non‑discretionary basis. The firm is a small adviser with roughly $20 million in assets under management across about 100 client relationships and offers implementation assistance and coordination with clients’ other professional advisers.
The firm emphasizes active, technical‑analysis‑driven management, using trend and relative‑strength analysis, stop‑loss discipline, short‑term purchases, and third‑party research or sub‑advisors as part of a sell‑side, risk‑mitigation approach that rejects a passive buy‑and‑hold model. The adviser reviews market conditions at least weekly, monitors positions regularly, and may participate in private placements or IPOs under its Code of Ethics.
Capital Retirement Planning is affiliated with an insurance agency owned by the firm’s principal (Capital Retirement Insurance Planning, LLC), which offers annuities, life, disability, and long‑term care products and may receive commissions and share commissions with field marketing organizations such as Tarkenton Financial LLC and Tucker Advisory Group; the brochure discloses this potential conflict and notes the firm will not charge an advisory fee for those insured products. That insurance affiliation, together with the firm’s active, technically oriented trading style, distinguishes it from many peers in its support category that more commonly offer percentage‑based, buy‑and‑hold portfolio management for individual clients.
Client services
Financial planning
Portfolio management
Selection of other advisers
Investment consulting
Expertise
Retirement income strategy
Active portfolio management
Annuities
Fee options
$600 annually for certain retirement plan accounts with $100,000 or less
$0 - $100,000: Flat fee of $600 annually Over $100,000+: Up to 2.0% annually (negotiable)
$150 to $250 per hour depending on complexity
Minimum fee: $600 annually for 401(k), 403(b), and 457 accounts with $100,000 or less
Main office location
Capital Retirement Planning, LLC
505 E Palm Valley Blvd., Suite 200
Round Rock TX 78664, United States
Number of offices
2
Most active in
Capital Retirement Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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