Capital Portfolio Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,800,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
29
14% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
29
TypicalAverage account size
$475,862
About
Capital Portfolio Management, Inc. provides investment advisory and portfolio management services to individual clients as well as pension and profit-sharing plans and their participants. The firm offers individualized portfolio management for retail accounts and a menu of qualified plan consulting services, including participant education, investment policy statement development, and plan search/support services.
The firm constructs tailored asset allocations based on each client’s objectives, time horizon and risk tolerance, and it provides both discretionary and non-discretionary management with ongoing monitoring and periodic reviews. Portfolios may include mutual funds (including inverse and leveraged funds), ETFs, equities, bonds and preferred securities, and the firm allows clients to impose written restrictions on investments.
Notably, the firm operates as a registered broker-dealer and its representatives may act as registered representatives and independent insurance agents, and it provides ERISA-related plan services (including discretionary plan management and QDIA selection), features that are uncommon for independent advisors. The brochure discloses the potential conflicts arising from commissionable securities and insurance sales and describes policies intended to mitigate those conflicts; the firm reported approximately $9.6 million in client assets as of June 26, 2020.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Fee options
$0+: 0.35% to 1.50% annually (negotiable based on account size) for portfolio management services $0+: 0.35% to 1.00% annually (negotiable based on qualified plan size and selected services) for qualified plan consulting services
Commissions for securities sales are separate and in addition to advisory fees; paid if client purchases investment products recommended by registered representatives.
Main office location
Capital Portfolio Management, Inc.
9515 Deereco Rd, Suite 1010
Timonium MD 21093, United States
Number of offices
1
Most active in
Capital Portfolio Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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