Capital Planning Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$46,102,037
Total clients
7
29% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$6,586,005
About
Capital Planning Group, LLC is a small independent registered investment adviser that manages accounts for a limited number of clients, primarily individuals but also trusts, estates, charitable organizations, corporations and qualified retirement plans. The firm provides discretionary asset management, comprehensive financial planning, and project‑specific advice that can include investment and insurance recommendations.
Advisors gather client financial information, assess objectives and risk tolerance, then propose and monitor asset allocation plans with periodic rebalancing and reviews; they use public research and may consult the broker‑dealer’s due diligence staff when evaluating products. The firm also recommends third‑party investment managers to clients, provides modular or comprehensive planning engagements, and occasionally offers educational seminars.
What distinguishes the firm from many peers is that its advisors are also registered representatives of a broker‑dealer and the firm operates an insurance agency, so advisors may receive commissions on securities and insurance products and the principal reports devoting roughly 20% of time to insurance activities and 70% to advisory work. The firm is affiliated with another registered investment adviser and serves pension/profit‑sharing and other qualified plan clients, and it may receive a portion of advisory fees when referring clients to third‑party managers.
Client services
Expertise
Fee options
Flat fees for financial plans typically range from $750 to $3,500 per engagement, negotiable based on complexity
0.30% to 1.30% per annum (negotiable, varies by client)
Advisors may receive commissions from securities and insurance product sales; commissions are separate from advisory fees; clients never pay both commissions and advisory fees on the same asset.
Up to $350 per hour depending on project complexity
Minimum fee: $500 annually, $125 quarterly
Main office location
Capital Planning Group, LLC
151 Kalmus Drive, Suite C145
Costa Mesa CA 92626, United States
Number of offices
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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