Capital Management LLC

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Client assets under management

$348,303,031

Clients

232

36% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$1,501,306

About

Capital Management, LLC provides discretionary and non‑discretionary portfolio management, retirement plan consulting, and comprehensive financial planning to individuals (including high‑net‑worth clients), plan sponsors and endowments. The firm advises on a broad set of securities—equities, fixed income, mutual funds/ETFs, certificates of deposit and options—and charges asset‑based advisory fees for portfolio management.

The firm’s investment approach emphasizes asset allocation and mutual fund/ETF analysis, with a long‑term purchase orientation and periodic rebalancing tied to each client’s time horizon and risk tolerance. It also employs option strategies (including covered calls and spreading strategies) where suitable, and reviews client accounts at least quarterly with more frequent monitoring as needed.

A notable feature disclosed in the brochure is that a member of management holds an insurance license and, in that separate capacity, may implement insurance products for clients and receive customary commission compensation; the firm describes steps it takes to address the resulting conflicts of interest. The brochure also notes the firm provides reports summarizing account performance to clients and maintains a public web presence; Capital Management is SEC‑registered and manages several hundred million dollars of client assets with a small advisory team.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Options & derivatives strategies

Fee options

Percentage

Less Than $250,000.00 - $250,000.00: 1% $250,000.00 - $2,000,000.00: 80 BPS $2,000,001.00 - $5,000,000.00: 65 BPS $5,000,001.00 - $10,000,000.00: 50 BPS $10,000,001.00 - Greater: 35 BPS

Commissions

Management personnel licensed as insurance agents receive separate commissions for product implementation.

Other

Account minimum: $250,000.00 Minimum fee: $1,500.00 minimum total fee for Retirement Plan Consulting Services Fee-only: Financial Planning fees on a fixed fee basis, determined by service and complexity; fees agreed prior to contract; may include retainer and balance upon completion.

Main office location

Capital Management LLC

628 Green Valley Road, Suite 204

Greensboro NC 27408, United States

Number of offices

Most active in

North Carolina · South Carolina · Texas · Virginia

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 336-856-2911

Advisors at this firm

Charles R

Series 63, Series 65, Series 66

Greensboro, NC

Capital Management LLC

Charles Reid is a financial advisor at Capital Management, LLC in Greensboro, NC, holding Series 63, 65, and 66 licenses with 18 years of industry experience. He has been with Capital Management since 2011. Capital Management, LLC serves individual investors, retirement and profit-sharing plans, and endowment funds, offering portfolio management, retirement plan consulting, and financial planning. The firm focuses on asset allocation and mutual fund/ETF analysis, using long-term equity holdings and option strategies as part of its investment approach.

Options & derivatives strategies

Joseph W

Series 63, Series 65

Greensboro, NC

Capital Management LLC

Joseph Williams is a financial advisor at Capital Management LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Raymond James Financial Services and operated his own advisory and consulting firms. In addition to his advisory role, he provides coaching and recruiting services for financial advisory firms through his consulting business. Capital Management LLC serves individual investors, retirement and profit-sharing plans, and endowment funds by offering portfolio management, retirement plan consulting, and financial planning services. The firm focuses on asset allocation, mutual fund and ETF analysis, and employs long-term equity and option strategies as part of its investment approach.

Options & derivatives strategies

David G

CFP®

Greensboro, NC

Capital Management LLC

David Gray is a CFP® professional with 10 years of industry experience, currently serving at Capital Management, LLC in Greensboro, NC. He has been with Capital Management since 1980, totaling 46 years at the firm. Outside of his advisory role, he serves as a director for BIAS Global Portfolios, an investment fund management firm based in the Cayman Islands. Capital Management, LLC provides portfolio management, retirement plan consulting, and financial planning services to individual investors, retirement and profit-sharing plans, and endowment funds. The firm’s investment approach includes asset allocation, mutual fund and ETF analysis, long-term equity holdings, and option strategies, with regular portfolio reviews and client reporting.

Options & derivatives strategies

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