Capital Income Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$23,000,000
Total clients
30
33% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
30
Average account size
$766,667
About
The firm provides individual account management for high-net-worth individuals, trusts, pensions, retirement plans, corporations and endowments, focusing on diversified portfolios constructed from equity‑based exchange-traded funds (ETFs) and closed‑end funds (CEFs) to pursue income and growth. It performs ongoing monitoring and makes portfolio adjustments based on market conditions but does not offer comprehensive financial planning or multiple tailored strategies.
Investment decisions are driven by a proprietary relative‑valuation model that evaluates CEF discounts/premiums, yields, dividend histories and correlations with ETFs; the firm may deploy hedging or arbitrage techniques and actively manages otherwise passive fund vehicles to pursue income while managing volatility. The firm limits its strategy to diversified ETF and CEF investments and does not invest in individual stocks, bonds, mutual funds, REITs, MLPs, commodities or currencies as part of its core approach.
Notably, the firm’s principal contributes industry articles and periodicals to financial news and market‑research outlets and discloses any firm positions mentioned in those publications; the brochure states the firm may receive compensation for such publications. The firm also disclosed a 2017 civil penalty for a books‑and‑records violation, a past regulatory matter that prospective clients may wish to review.
Client services
Expertise
Fee options
$0 - $250,000: 1.00% $250,001 - $500,000: 0.80% $500,001 - $1,000,000: 0.70% $1,000,001+: 0.50%
Account minimum: $250,000
Main office location
Capital Income Management, LLC
Sherwood OR, United States
Number of offices
1
Most active in
Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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