Capital Financial Group, Inc. logo

Capital Financial Group, Inc.

Updated today

Client assets under management

$222,402,096

Clients

233

27% high-net worth

Advisors

3

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

78

High

Average account size

$954,515

About

Capital Financial Group provides investment management, financial planning, and pension consulting to individual clients (including high‑net‑worth households) as well as retirement plans and other entities. The firm operates with a small adviser team supporting discretionary portfolio management alongside ongoing planning services; it also offers a basic financial plan to new clients at no additional charge.

The firm’s investment approach is tailored to each client and can include both fundamental and technical analysis, long‑ and short‑term trading, and use of options, margin, and short sales where suitable. Capital Financial Group discloses that it may employ derivative strategies and options contracts in managed accounts and may engage in short‑term trading when appropriate to clients’ objectives.

Noteworthy features in the brochure include the firm’s provision of proprietary model portfolios to unaffiliated advisers (outsourced CIO services) and the disclosure of transition support from LPL Financial in the form of a seven‑year forgivable loan tied to custodial business. The brochure also directs readers to its public ADV (CRD#111709) and other public materials where the firm references third‑party ratings, and it discloses that some advising personnel are licensed insurance agents who may receive commission income.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies Annuities

Fee options

Percentage

$0 - $250,000: 1.20% $250,001 - $500,000: 1.10% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.70% $5,000,001+: 0.50%

Commissions

Insurance commissions earned by persons providing investment advice who are licensed independent insurance agents; these commissions are separate and in addition to advisory fees.

Other

Account minimum: $250,000

Main office location

Capital Financial Group, Inc.

13986 Bowles Ave., Suite 200

Littleton CO 80127, United States

Number of offices

5

Most active in

California · Colorado · Florida · Nebraska · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Amel G

ChFC®, Series 63, Series 65

Littleton, CO

Capital Financial Group, Inc.

Amel Guigli is a financial advisor at Capital Financial Group, Inc. with 45 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Guigli has been with Capital Financial Group since 1998 and previously worked at Raymond James Financial Services, Inc. He also offers non-variable insurance products through an independent licensed insurance agent arrangement. Capital Financial Group provides advisory services to individuals, including high-net-worth clients, and institutional clients such as pension plans, trusts, and businesses. The firm employs an individualized, discretionary investment approach that combines fundamental and technical analysis with a range of instruments and derivative strategies, supplemented by ongoing financial planning.

Options & derivatives strategies Annuities
user avatar

Alexander L

CFP®, Series 66

Littleton, CO

Capital Financial Group, Inc.

Alexander Leonida is a CFP® with 18 years of experience in financial services. He has worked at Capital Financial Group, Inc. since 2009 and previously held positions at Alcol Inc. and Raymond James Financial Services. Outside of his advisory role, he is a licensed insurance agent offering non-variable insurance products through One Insurance Solutions for RIAs. Capital Financial Group provides advisory services to individuals, including high-net-worth clients, as well as institutional clients such as pension plans, trusts, and businesses. The firm employs an individualized, discretionary investment approach that integrates fundamental and technical analysis with a range of instruments, including equities, fixed income, mutual funds, ETFs, and derivative strategies.

Options & derivatives strategies Annuities
user avatar

Brooks A

Series 65

Littleton, CO

Capital Financial Group, Inc.

Brooks Adams is a financial advisor at Capital Financial Group, Inc. in Littleton, CO, holding a Series 65 designation with approximately four years of work experience, including a prior role at BAE Systems. His career background also includes positions in engineering and construction firms as well as time as a student at Colorado State University. Capital Financial Group provides advisory services to individuals, including high-net-worth clients, and institutional clients such as pension plans and trusts. The firm employs an individualized, discretionary investment approach that integrates fundamental and technical analysis across a broad range of instruments, including equities, fixed income, mutual funds, ETFs, and derivative strategies.

Options & derivatives strategies Annuities
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