Capital Enhancement, LLC

Capital Enhancement provides personalized tax and investment advice, financial planning, tax preparation, and family office services to high‑net‑worth individuals and their families, with a client base concentrated among current and retired corporate executives. As of December 31, 2025, the firm reported approximately $102,514,812 in assets managed on a nondiscretionary basis across 22 clients and is staffed by two advisors.

The firm implements client strategies by recommending and monitoring money managers, mutual funds, and ETFs rather than selecting individual securities, and delivers those services primarily through wrap‑fee programs (using sponsors such as Pershing and SEI). Capital Enhancement generally does not accept discretionary trading authority for client accounts; instead it oversees manager performance, tax efficiency, and asset allocation while allowing appointed managers to trade.

The integration of tax compliance and preparation with investment advisory and family‑office services—about half of the firm’s time is devoted to tax work—and the frequent bundling of tax and advisory services for investment clients are notable aspects of its practice. Its narrow focus on high‑net‑worth individuals (typically $1M+ in investable assets), small client roster, and primarily nondiscretionary, wrap‑based advisory model distinguish it from many peers.