C
Capital Designs
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
100
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
100
Very HighAverage account size
$0
About
Capital Designs serves primarily high‑net‑worth individuals, trusts, and similar client types rather than retail, non‑HNW individual clients. Its brochure (see Item 4 Advisory Business and Item 7 Types of Clients) describes advisory services that emphasize planning and consulting rather than providing discretionary portfolio management for individual accounts.
The firm’s approach is consultative, focusing on financial planning, asset allocation advice and investment strategy recommendations while not offering ongoing portfolio management for most individual clients (see Item 8 Methods of Analysis and Item 16 Investment Discretion). Its fee arrangements differ from the common percentage‑of‑AUM model; the ADV (Item 5 Fees and Compensation) indicates the firm does not rely on AUM‑based fees.
Compared with many independent advisers, Capital Designs is notable for combining a client roster concentrated toward higher‑net‑worth clients with a non‑AUM fee model and limited portfolio management services for individuals (see Item 7 and Item 5). That combination suggests the firm structures engagements around planning and consulting projects rather than the recurring discretionary asset‑management relationships that are common among peers.
Client services
Financial planning
Fee options
Main office location
Capital Designs
160 Linden Oaks
Rochester NY 14625, United States
Number of offices
1
Most active in
Capital Designs has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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