Capital Consulting & Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$218,676,079
Total clients
180
47% high-net worth
Total advisors
3
of 8 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
60
Average account size
$1,214,867
About
Capital Consulting & Asset Management (CCAM) provides financial planning, portfolio management, and qualified plan consulting to individual investors (including high‑net‑worth clients) and retirement plan sponsors, overseeing approximately $218,676,079 in discretionary assets for about 180 clients. The firm offers written financial plans and ongoing investment advisory services, as well as specialized retirement plan services including due diligence, participant education, and fiduciary consulting.
CCAM typically implements client portfolios using firm model portfolios composed largely of mutual funds and ETFs and offers discretionary management based on client profiles, risk tolerance, and stated restrictions; model changes are applied across participating client accounts. For larger accounts (generally those above $500,000), CCAM also allocates to third‑party investment managers to access a broader range of asset classes — including international, emerging markets, private equity, commodities, hedge funds, structured notes, and digital assets.
Compared with many peers of its size, CCAM maintains an insurance brokerage capability and its advisory representatives are dually registered with a broker‑dealer, which can result in commissions or 12b‑1 compensation for certain product sales; the firm discloses these potential conflicts and describes oversight and disclosure practices. CCAM also accepts ERISA fiduciary roles — including acting as an ERISA section 3(38) investment manager for retirement plans — and provides fiduciary management services and plan administration support, a level of plan‑sponsor engagement that is notable for a relatively small advisory firm.
Client services
Expertise
Occupation focus
Fee options
$0 - $150,000: 1.50% $150,000 - $250,000: 1.25% $250,000 - $500,000: 1.15% $500,000 - $1,000,000: 1.00% $1,000,000+: 0.90%
Insurance product commissions paid directly by insurance companies; transaction fees paid if securities are purchased through Kovack Securities, Inc.
$200-$400 per hour for financial planning services
Main office location
Capital Consulting & Asset Management
140 N. 8 Th Street, 410 The Apothecary
Lincoln NE 68508, United States
Number of offices
1
Most active in
Arizona · California · Colorado · Minnesota · Nebraska · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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