Capital Asset Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$42,271,682
Total clients
74
55% high-net worth
Total advisors
2
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
37
Average account size
$571,239
About
Capital Asset Advisors LLC provides discretionary portfolio management and financial planning to individuals (including high‑net‑worth clients) and business entities. The firm reports roughly $42.3 million in discretionary assets across about 74 client relationships and offers services that include personalized investment policy, asset allocation, regular portfolio monitoring, and referrals to third‑party advisers.
The firm’s investment process combines multiple methods of analysis — including fundamental, quantitative, technical, charting and modern portfolio theory — and employs a range of strategies from long‑term buy‑and‑hold to short‑term trading, options, margin and short sales. Advisors document client risk tolerance via a questionnaire, seek discretionary trading authority, and review accounts at least quarterly or in response to material events.
Noteworthy features in the brochure include a monthly subscription newsletter, “Financial Success,” provided at no extra charge to clients and prospects, and disclosure that the principals are licensed insurance agents who may offer commissionable insurance products, which the brochure identifies as a potential conflict of interest. The firm also discloses fee‑sharing arrangements when directing clients to third‑party managers and makes use of alternative investment types (private equity, hedge funds, venture capital), practices that are less common for firms of this size.
Client services
Expertise
Fee options
Fixed fees for financial planning between $499 and $2,099
$0 - $99,999: 1.40% $100,000 - $249,999: 1.30% $250,000 - $999,999: 1.20% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $4,999,999: 0.85% $5,000,000 - And Up: 0.65%
$150 per hour for financial planning services
Monthly subscription newsletter included with other services, no additional fee
Account minimum: $25,000
Main office location
Capital Asset Advisors LLC
6991 E Camelback Rd, 300
Scottsdale AZ 85251, United States
Number of offices
1
Most active in
Arizona · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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