Capital and Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$193,938,755
Total clients
517
24% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
259
Average account size
$375,123
About
Capital and Planning, LLC provides discretionary and non-discretionary investment management and financial planning to individuals (including high-net-worth clients), small businesses, trusts, estates, and charities. As disclosed in the brochure, the firm reported approximately $193.9 million in assets under management and serves 517 clients through two advisors, and offers portfolio management, cash management, and plan-specific advice such as rollover guidance.
The firm’s investment process emphasizes asset allocation, fundamental and technical analysis, and mutual fund/ETF selection, with portfolios designed to clients’ stated objectives and monitored for rebalancing and tax opportunities. It may recommend alternative investments (including real estate funds) where appropriate, provides written financial plans (without additional charge when combined with advisory services), and uses the eMoney Advisor platform for consolidated reporting.
Noteworthy features include an unusually high client-to-advisor ratio—about 258 clients per advisor—which the brochure highlights as uncommon among peers and corresponds with the firm’s reliance on standardized workflows and third-party platforms for reporting and custody. Advisors are also licensed insurance agents and registered representatives of LPL Financial, with insurance activities representing roughly 10% of advisor revenue; the brochure discloses this dual role and describes policies and disclosures intended to address the resulting conflicts of interest.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.20% $1,000,000.01 - $2,000,000: 1.00% $2,000,000.01 - $3,000,000: 0.80% $3,000,000.01+: 0.60%
Main office location
Capital and Planning, LLC
2242 Mt. Zion Road
Jonesboro GA 30236, United States
Number of offices
1
Most active in
Alabama · California · Florida · Georgia · Louisiana · Nebraska · North Carolina · South Carolina · Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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