Capital Alliance Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$32,400,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
13
77% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
13
Average account size
$2,492,308
About
Capital Alliance Wealth Management provides asset management, financial planning, and retirement plan consulting to a mix of individuals (including high-net-worth clients), trusts, estates, and business entities. Services include discretionary portfolio management of custodial accounts and written financial plans addressing tax planning, retirement, insurance, cash flow, and business financial planning.
The firm employs a mix of fundamental and technical analysis alongside modern portfolio theory, and may use long- and short-term strategies, hedging tools, ETFs, REITs, options, and alternative investments depending on client objectives. Accounts are managed consistent with a client’s Investment Policy Statement and reviewed periodically, with asset-management clients receiving at least quarterly reports and annual account reviews.
What is noteworthy is the firm’s focus on employer-sponsored retirement plan consulting and willingness to act as a 3(21) fiduciary for plans — services that are uncommon among independent advisers of this size — including documented due diligence and ongoing monitoring of fund companies and assistance with plan investment selection. The firm’s relatively small client base and concentrated assets under management suggest a more focused advisor–client relationship, and it discloses that certain associated persons are licensed insurance agents, a potential conflict the firm identifies and addresses in its policies.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Income planning
Business Financial Management
Occupation focus
Executive
Founder/Business Owner
Fee options
$1,000 - $10,000
All Assets+: Up to 1.5%
$300 per hour
$500 - $1,000 per month
Main office location
Capital Alliance Wealth Management
4079 De Zavala Rd
San Antonio TX 78249, United States
Number of offices
2
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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