Capital Advisory Services, LLC logo

Capital Advisory Services, LLC

Updated today

Client assets under management

$90,311,195

Clients

439

0% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

220

Very High

Average account size

$205,720

About

Capital Advisory Services, LLC provides individualized investment portfolio management and financial planning to individuals as well as institutional-type clients including pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. The firm also offers non‑securities services through an affiliated tax preparation, bookkeeping and payroll business and implements both securities and insurance products as part of client solutions.

CAS develops client‑specific investment policies and manages accounts on both discretionary and non‑discretionary bases, using strategic asset allocation that blends core holdings, sector exposures and alternatives; the brochure notes use of mutual funds, ETFs and a limited allocation to interval funds and other non‑traded alternative vehicles. Advisors operate as registered representatives of a broker‑dealer and as independent insurance agents, and provide ongoing account reviews and quarterly reporting through custodial relationships.

Distinctive aspects include a relatively high client load under continuous supervision (about 439 managed relationships for the firm’s advisory team) and an in‑house tax business that prepares over 200 returns annually, reflecting broader operational scope than many peers. The combination of broker‑dealer registration, insurance agency activity, an affiliated tax practice, and periodic use of illiquid alternatives may affect product sourcing, implementation and liquidity considerations compared with typical small advisory firms.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Income planning Annuities College savings (529s, UTMA, etc.) Long-term care insurance Tax-loss harvesting

Fee options

Percentage

1% annually, billed quarterly at 0.25% per quarter

Commissions

CAS, LLC receives commissions from broker-dealer and insurance products; may reduce advisory fees to offset commissions

Other

Fee-only: Financial planning fees range from $300 to $3,000 depending on complexity

Main office location

Capital Advisory Services, LLC

8240 Beckett Park Drive, Suite B

West Chester OH 45069, United States

Number of offices

2

Most active in

Florida · Indiana · Kentucky · Ohio

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

David L

Series 66

West Chester, OH

Capital Advisory Services, LLC

David Leisring is a financial advisor at Capital Advisory Services, LLC with two years of industry experience. He holds the Series 66 designation and has worked at Berthel, Fisher & Company Financial Services, Inc. since 2023. Prior to his financial services career, he was employed at GE Aerospace and the University of Dayton. Leisring is also licensed as an insurance agent, involved in the sales of insurance products. Capital Advisory Services, LLC provides individualized investment portfolio management and financial planning to individuals and institutional clients, including pension plans, trusts, and small businesses. The firm combines strategic asset allocation with a range of securities and insurance products and operates an affiliated tax preparation, bookkeeping, and payroll business.

Income planning Annuities College savings (529s, UTMA, etc.) Long-term care insurance Tax-loss harvesting
user avatar

Jamie P

CFP®, Series 63, Series 65

West Chester, OH

Capital Advisory Services, LLC

Jamie Powell is a CFP® with 38 years of experience in the financial services industry. He has been with Capital Advisory Services, LLC since 2010 and also has experience with Berthel, Fisher & Company Financial Services, Inc. Powell serves on the board of Avion Energy, Inc. and is involved with the Rare Disease Family Foundation, LLC, which supports children and young adults with rare diseases. Capital Advisory Services, LLC provides individualized investment portfolio management and financial planning for individuals and institutional clients, including pension plans, trusts, and charitable organizations. The firm combines strategic asset allocation with both securities and insurance products, and maintains an affiliated tax preparation and bookkeeping business.

Income planning Annuities College savings (529s, UTMA, etc.) Long-term care insurance Tax-loss harvesting
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")