C
Capital Advisory Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$46,316,118
Total clients
20
35% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$2,315,806
About
Capital Advisory Group provides individualized wealth management and financial counseling to high‑net‑worth individuals as well as pension and profit‑sharing plans, foundations, and businesses. Its services include investment education and planning, portfolio management that typically relies on mutual funds and exchange‑traded funds, use of third‑party sub‑advisors, performance monitoring, and, when appropriate, placement of life or health insurance products through its insurance registration.
The firm follows a consultative onboarding process with multiple meetings to define objectives and risk tolerance, then implements tailored portfolios and asset allocations consistent with those parameters. It generally exercises limited discretionary authority, may engage sub‑advisors to manage portions of client assets, and provides regular monitoring with at least quarterly client reviews and monthly internal oversight.
The brochure highlights several features that are less common among peers: the firm is registered as an insurance agency and discloses the potential conflicts and reasonable‑basis suitability reviews when recommending insurance, and it routinely advises qualified retirement plans and corporate/business clients under ERISA‑related procedures. The firm’s disclosure also emphasizes financial risks, including the effects of borrowing and leverage, as part of its account risk considerations and client discussions.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Charitable giving & philanthropy
Occupation focus
Founder/Business Owner
Fee options
$1,000,000 - $4,999,999: 2.00% first year, 1.50% future years $5,000,000 - $9,999,999: 1.50% first year, 1.25% future years $10,000,000 - $24,999,999: 1.00% first year and future years $25,000,000 - $49,999,999: 0.75% first year and future years $50,000,000 - $99,999,999: 0.50% first year and future years $100,000,000+: On Request first year and future years
May receive commissions for insurance products, less than 5% of time spent, commissions vary by product and agreement
Account minimum: $1,000,000
Main office location
Capital Advisory Group
Tampa FL, United States
Number of offices
1
Most active in
Capital Advisory Group has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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