Capital Advisors Wealth Management, LLC logo

Capital Advisors Wealth Management, LLC

Updated today
Find your advisor

Client assets under management

$14,364,572

Clients

57

11% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

29

Low

Average account size

$252,010

About

Capital Advisors Wealth Management serves individual and high-net-worth clients as well as pension/profit-sharing plans and business entities, providing ongoing discretionary portfolio management and standalone financial planning. The firm prepares an individualized Investment Policy Statement for each client and implements portfolios across traditional securities and pooled vehicles.

CAWM uses a mix of charting, fundamental, technical and cyclical analysis to guide portfolio construction and may employ both long- and short-term trading techniques, including short sales, margin transactions, and options strategies, with discretionary authority to execute trades. The brochure notes these strategies carry material risk and that accounts are monitored and reviewed on an ongoing basis tied to clients’ circumstances and market conditions.

Compared with many peers, CAWM is a small, two-advisor firm managing a modest asset base across a limited number of client relationships, and it requires clients to use the firm’s recommended custodians rather than permitting client-directed brokerage. The firm does not participate in wrap fee programs, does not accept performance‑based fees, and discloses standard custody via fee deduction while offering block trading to aggregate transactions.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies Concentrated stock management College savings (529s, UTMA, etc.)

Fee options

Fixed

Financial Planning fixed fees between $400 and $7,500

Percentage

2.00% annually

Project-based

Hourly Financial Planning fees between $175 and $300

Other

Account minimum: $100,000 Fee-only: Financial Planning fixed fees between $400 and $7,500; hourly fees between $175 and $300

Main office location

Capital Advisors Wealth Management, LLC

Chattanooga TN, United States

Number of offices

1

Most active in

More info

Alabama · Georgia · Tennessee

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook Website 423-899-0849

Advisors at this firm

Scroll left Scroll right
user avatar

Lydia B

Series 65

Chattanooga, TN

Capital Advisors Wealth Management, LLC

Lydia Burroughs is a financial advisor at Capital Advisors Wealth Management, LLC with 14 years of industry experience and a Series 65 designation. She has been with Capital Advisors since 2011 and has a background that includes work at Intuit, Inc. in the TurboTax division. Capital Advisors Wealth Management provides investment supervisory services and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm employs a comprehensive investment approach combining charting, fundamental, technical, and cyclical analysis, managing client accounts on a discretionary basis with documented risk tolerances.

Options & derivatives strategies Concentrated stock management College savings (529s, UTMA, etc.)
user avatar

Stephen B

Series 63, Series 65

Chattanooga, TN

Capital Advisors Wealth Management, LLC

Stephen Burroughs is a financial advisor with Capital Advisors Wealth Management, LLC in Chattanooga, TN. He holds Series 63 and Series 65 licenses and has 23 years of industry experience. Burroughs has been with Capital Advisors since 1989 and with Capital Advisors Wealth Management since 2011. He is also an independent insurance agent for various companies. Capital Advisors Wealth Management provides investment supervisory services and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm manages assets directly using a combination of charting, fundamental, technical, and cyclical analysis, and employs active strategies such as short sales, margin, and options writing.

Options & derivatives strategies Concentrated stock management College savings (529s, UTMA, etc.)
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")