Capital Advice, LLC logo

Capital Advice, LLC

Updated today

Client assets under management

$1,337,201

Clients

5

0% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

5

Very Low

Average account size

$267,440

About

Capital Advice serves individual investors and also works with other registered investment advisers and institutional subscribers, providing discretionary investment management, a sub‑manager/market‑timing signal service, and management of variable annuity subaccounts. The firm also refers clients to unaffiliated third‑party money managers and conducts educational seminars and presentations to explain its strategies and support marketing efforts.

The firm’s investment approach is model‑driven and technical in nature, relying on proprietary signals derived from trend, momentum, and volatility indicators to trade fixed‑income and equity exposures across a range of named strategies (e.g., Preference, Shelter, Symmetry, Dynamic Core, Tactical Rate). Strategies include long‑only, long/neutral, long/short, and leveraged or inverse exposures, with mechanical rebalancing and defensive shifts into treasuries or cash when signals indicate stress.

Distinctive features include the firm’s provision of market‑timing signals and a sub‑manager program for other advisers, as well as the availability of negotiable performance‑based fee arrangements for certain RIA and institutional clients—capabilities that are uncommon among independent solo firms. The brochure also discloses back‑tested hypothetical performance for its models, documents the use of seminars and workshops for outreach, and notes the firm’s ability to manage strategies inside variable annuity contracts and through third‑party custodial and reporting platforms.

Client services

Portfolio management Selection of other advisers Educational seminars or workshops Market timing

Expertise

Active portfolio management Passive / index investing Retirement income strategy Annuities

Fee options

Percentage

$0 - $1,000,000: 2.00% annually $1,000,001 - $3,000,000: 1.75% annually $3,000,001 - $5,000,000: 1.50% annually $5,000,001+: 1.00% annually

Commissions

Insurance commissions for life, accident, disability, fixed annuities from sales by advisory agents

Performance-based

Performance-based fees negotiated on a case-by-case basis for registered investment advisory and institutional market timing clients

Other

Account minimum: $15,000 Fee-only: Investment management fees tiered as above; no commissions on sales

Main office location

Capital Advice, LLC

Plano TX, United States

Number of offices

1

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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