Capital Advice, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,337,201
Clients
5
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$267,440
About
Capital Advice serves individual investors and also works with other registered investment advisers and institutional subscribers, providing discretionary investment management, a sub‑manager/market‑timing signal service, and management of variable annuity subaccounts. The firm also refers clients to unaffiliated third‑party money managers and conducts educational seminars and presentations to explain its strategies and support marketing efforts.
The firm’s investment approach is model‑driven and technical in nature, relying on proprietary signals derived from trend, momentum, and volatility indicators to trade fixed‑income and equity exposures across a range of named strategies (e.g., Preference, Shelter, Symmetry, Dynamic Core, Tactical Rate). Strategies include long‑only, long/neutral, long/short, and leveraged or inverse exposures, with mechanical rebalancing and defensive shifts into treasuries or cash when signals indicate stress.
Distinctive features include the firm’s provision of market‑timing signals and a sub‑manager program for other advisers, as well as the availability of negotiable performance‑based fee arrangements for certain RIA and institutional clients—capabilities that are uncommon among independent solo firms. The brochure also discloses back‑tested hypothetical performance for its models, documents the use of seminars and workshops for outreach, and notes the firm’s ability to manage strategies inside variable annuity contracts and through third‑party custodial and reporting platforms.
Client services
Portfolio management
Selection of other advisers
Educational seminars or workshops
Market timing
Expertise
Active portfolio management
Passive / index investing
Retirement income strategy
Annuities
Fee options
$0 - $1,000,000: 2.00% annually $1,000,001 - $3,000,000: 1.75% annually $3,000,001 - $5,000,000: 1.50% annually $5,000,001+: 1.00% annually
Insurance commissions for life, accident, disability, fixed annuities from sales by advisory agents
Performance-based fees negotiated on a case-by-case basis for registered investment advisory and institutional market timing clients
Account minimum: $15,000 Fee-only: Investment management fees tiered as above; no commissions on sales
Main office location
Capital Advice, LLC
Plano TX, United States
Number of offices
1
Most active in
Capital Advice, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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