C
Capital Achievements, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$154,649,204
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
39
82% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
39
Average account size
$3,965,364
About
Capital Achievements provides investment management and financial planning to individuals, families and trusts, managing $154,649,204 in client assets across 39 accounts. Services described in the brochure include comprehensive planning (cash flow, debt management, retirement planning), tax-strategy integration and estate-plan coordination alongside portfolio implementation and ongoing account maintenance.
The firm offers active asset management centered on asset allocation, mutual fund/ETF selection and periodic rebalancing, with the ability to manage accounts on either a discretionary or non-discretionary basis. Unusually for an independent, single-advisor firm, roughly two-thirds of the firm’s AUM ($102,077,881 of $154,649,204) is managed on a non-discretionary basis while $52,571,323 is discretionary, so most trading requires client pre-approval.
Compared with peers, the practice is notable for its small client base relative to its asset size—implying a materially higher AUM per client—and for its solo-practitioner structure in which the principal also performs all supervisory duties. The firm also uses a single institutional custodian through Schwab’s advisor program and offers both integrated planning with ongoing management and separate hourly consulting, arrangements that may affect implementation and custodial relationships.
Client services
Financial planning
Portfolio management
Expertise
Debt management
Cash flow / budgeting
Life insurance needs analysis
General estate planning guidance
General tax planning
Fee options
$0 - $5,000,000: 1.25% (CMS); 1.00% (CGS); 0.75% (CIS) $5,000,000 - $15,000,000: 1.00% (CMS); 0.80% (CGS); 0.50% (CIS) $15,000,000 - $25,000,000: 0.75% (CMS); 0.60% (CGS); 0.25% (CIS) $25,000,000+: 0.50% (CMS); 0.40% (CGS); 0.10% (CIS)
$475/hour for Financial Planning/Consulting outside scope of other services
Main office location
Capital Achievements, LLC
Dallas TX, United States
Number of offices
1
Most active in
Capital Achievements, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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