Capable Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$21,246,052
Total clients
57
14% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
57
Average account size
$372,738
About
Capable Wealth provides ongoing and one-time financial planning, investment management, and educational seminars to individuals, business owners, and high-net-worth clients. The firm also documents a niche focus on orthopedic surgeons, offering services tailored to late-career practice owners and early-career high-earning surgeons.
The firm prefers to develop a comprehensive financial plan before assuming investment management and builds portfolios using a strategic asset-allocation approach emphasizing broad diversification, tax efficiency, and low-cost passive funds while selectively including active funds or third-party sub-advisors when appropriate. Investment analysis relies on fundamental and cyclical methods, and accounts are managed discretionary to align with client objectives and risk tolerances.
Two features that distinguish the firm from many peers are its regular offering of educational seminars and speaking engagements and its explicit practice-level focus on issues such as business exit planning, financial exploitation education, and acting as a liaison with attorneys and CPAs for clients. The firm’s disclosure section also reports an administrative order with the Massachusetts Securities Division related to adding clients while registration was pending, a regulatory matter the brochure documents.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Business exit / sale strategy
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Charitable giving & philanthropy
Occupation focus
Doctor or Medical Professional
Founder/Business Owner
Fee options
Ongoing Financial Planning: annual flat fee $0 to $35,000; One-Time Financial Planning fixed fee $500 to $35,000; Educational Seminars/Speaking Engagements fees range from $0 to $10,000 per seminar
One-Time Financial Planning hourly rate: $300 per hour
Fee-only: Ongoing Financial Planning: flat annual fee ranging from $0 to $35,000, paid monthly or quarterly in advance; One-Time Financial Planning: fixed fee from $500 to $35,000 or hourly rate of $300 per hour
Main office location
Capable Wealth, LLC
22 Century Hill Drive, Suite 101
Latham NY 12110, United States
Number of offices
1
Most active in
Capable Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Massachusetts · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
YouTube
Website
518-290-7723
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