Canopy Capital Group

Canopy Capital Group provides sub-advisory portfolio management to registered investment advisers and financial professionals via an internet-based Platform, offering primarily fixed income-focused strategies implemented on a discretionary basis. The firm enters into Sub‑Advisory Agreements with its adviser-clients and does not have direct contractual relationships with the underlying investors.

Clients use the Platform to specify asset classes, tax characteristics and targets, and Canopy implements those inputs using quantitative models, algorithms and AI/machine‑learning tools, with tax-optimization analyses available on the Platform. The firm pursues execution through selected broker‑dealers and monitors accounts internally, while the adviser-client retains responsibility for investor suitability, ongoing monitoring and client-facing relationships.

What is distinctive is that Canopy’s primary clients are other investment advisers—a relatively uncommon client base for firms in this category—and the firm manages roughly $1.3 billion of discretionary assets with a compact advisory team. The brochure also emphasizes operational and model risks tied to its internet Platform, algorithmic coding and AI use, as well as cyber‑security considerations, and notes it does not charge performance-based fees.