Caleb Lawrence Registered Investment Adviser Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,027,722
Total clients
26
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
26
Average account size
$231,835
About
The firm provides discretionary investment management to individuals, high-net-worth clients and retirement plans, advising on instruments such as mutual funds, leveraged and unleveraged ETFs, and, where appropriate, limited partnerships. It also offers retirement-plan management and consulting and supplies ERISA-related disclosures (including Section 408(b)(2) information) to responsible plan fiduciaries.
The firm applies an active management process that can include both long and short positions and the tactical use of leveraged and inverse ETFs, with portfolios periodically rebalanced based on fundamental and technical research from third-party sources. Investment decisions are made on a discretionary basis and tailored to each client’s objectives, time horizon and risk profile.
Distinctive features for a small, solo adviser include its documented role serving retirement plans as an ERISA fiduciary and its explicit procedures for plan disclosures, a service that is less common among peers. The brochure reports no disciplinary history, and the firm’s principal publishes market commentary via a firm blog and has prior radio commentary experience, reflecting an emphasis on public-facing education and commentary.
Client services
Expertise
Fee options
$0 - $500,000: 1.6% per year $501,000 - $1,500,000: 1.4% per year $1,501,000 - $5,000,000: 1.0% per year Over $5,000,000+: .8% per year
Main office location
Caleb Lawrence Registered Investment Adviser Inc.
Reno NV, United States
Number of offices
1
Most active in
California · Nevada
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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