Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$117,194,570
Total clients
35
100% high-net worth
Total advisors
5
of 5 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
7
Average account size
$3,348,416
Caerus Investment Advisors serves individuals, high-net-worth clients, trusts, estates, corporations and retirement plan sponsors. The firm provides individualized portfolio management through a wrap-fee Comprehensive Portfolio Management program, retirement plan consulting, and also advises and manages pooled investment vehicles and private funds for qualified investors.
The firm’s investment process emphasizes client-specific objectives and Modern Portfolio Theory, with clients able to place reasonable account restrictions and receive ongoing monitoring and education. Investment strategies disclosed in the brochure include long- and short-term equity trading, option writing, margin borrowing, and active portfolio management for private funds that pursue a venture-capital style strategy.
What distinguishes Caerus from many comparable team firms is the combination of sponsoring a wrap-fee program while simultaneously acting as issuer/managing member of multiple private pooled vehicles and providing portfolio management for those vehicles, with custody and audited financial reporting for the funds. The brochure also discloses an affiliation with another registered adviser and that some representatives are dually registered, as well as reliance on specific custodial and platform relationships that may affect execution, research access, and available support services.
Account minimum: $1,000,000
Caerus Investment Advisors, LLC
West Lake Hills TX, United States
Number of offices
2
California · Connecticut · Florida · Nevada · New York · Texas
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
West Lake Hills, TX
Caerus Investment Advisors, LLC
Series 63, Series 65
Pacific Palisades, CA
Caerus Investment Advisors, LLC
Series 66
West Lake Hills, TX
Caerus Investment Advisors, LLC
Series 63, Series 65, Series 66
West Lake Hills, TX
Caerus Investment Advisors, LLC
Series 66
West Lake Hills, TX
Caerus Investment Advisors, LLC
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