C. O. Overbey, Jr LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,339,058
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$1,867,812
About
C. O. Overbey, Jr. LLC provides managed account services and financial planning as part of the principal’s broader financial, tax, and consulting practice, serving individuals, trusts and estates, and corporations or other business entities. The brochure notes that new clients are accepted only by referral.
The firm manages portfolios on a discretionary basis and typically implements client investment policies using no‑load mutual funds and ETFs, with complementary holdings in common stocks and fixed‑income securities as appropriate; clients receive quarterly portfolio appraisals and an annual review. Investment decisions are informed by modern portfolio theory combined with fundamental and technical analysis and ongoing equity and fixed‑income research.
The adviser is a CFP and CPA and continues to provide tax planning and preparation through his public accounting practice, an affiliation highlighted in the brochure. The firm also documents accommodations for non‑standard engagements — including eleemosynary and large or corporate accounts — and states it does not participate in wrap programs or hold custody of client assets, features that differentiate its service and operational model from many peers.
Client services
Portfolio management
Expertise
General tax planning
Wealth management
Active portfolio management
Fee options
$0 - $750,000: 1% $750,001 - $3,000,000: 0.75% $3,000,001+: 0.5%
Account minimum: $2,000 minimum annual fee Minimum fee: Minimum annual fee of $2,000; Minimum quarterly fee of $500 Fee-only: Fees charged as a percentage of assets under management with minimum fees; no commissions
Main office location
C. O. Overbey, Jr LLC
Bonita Springs FL, United States
Number of offices
1
Most active in
C. O. Overbey, Jr LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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