By The Square Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,698,071
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$212,259
About
The firm provides investment supervisory services and financial planning to individuals, trusts, 401(k) plans, fraternal organizations and nonprofit entities. Services include developing a written Investment Policy Statement, discretionary portfolio management, trading and rebalancing, and retirement-plan advisory support.
Portfolios are constructed from a mix of mutual funds, ETFs, equities, fixed income, REITs, closed-end funds and options, with investment decisions informed by both fundamental and technical analysis and a documented risk-tolerance assessment. The firm typically works under discretionary authority, conducts regular portfolio monitoring and may aggregate block trades to manage execution and transaction costs.
What distinguishes the firm from many peers is the integration of tax and administrative services into its offering: management holds a tax credential and the advisory platform provides trust tax preparation, 401(k) payroll work and coordination of trust formation with outside counsel. The firm’s client mix, which explicitly includes fraternal lodges and 501(c)(3)/(c)(10) organizations, and its combination of investment management with in-house tax/plan administration, is less common among independent advisors.
Client services
Financial planning
Portfolio management
Portfolio management for non- and not for profit organizations
Portfolio management for non- and not for profit organizations
Expertise
Options & derivatives strategies
Real estate investing
Active portfolio management
Cash flow / budgeting
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1% $500,001 - $1,000,000: 1% $1,000,000+: 1%
$350/hour
Account minimum: $150,000
Main office location
By The Square Investments
Salem MA, United States
Number of offices
1
Most active in
By The Square Investments has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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