Butterworth Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$103,300,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
138
28% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
138
Average account size
$748,551
About
The firm provides ongoing portfolio management and financial planning primarily for individual and high‑net‑worth clients, advising across mutual funds, interval funds, ETFs, fixed income, annuities and insurance products. It offers asset management through two platform options (SWM and SWM II), with the latter structured as a wrap‑fee program and clients generally authorize discretionary trading guided by documented account profiles and risk tolerances.
Investment decisions are driven by model‑based asset allocation maintained by a Portfolio Analyst alongside methods such as charting, fundamental and technical analysis and a long‑term trading orientation; adviser representatives may use those models or deviate to meet individual client objectives. The firm states a fiduciary standard for retirement and non‑retirement accounts, performs annual and event‑driven reviews, and delivers quarterly custodian statements to clients.
Distinctive features noted in the brochure include acting as sponsor and portfolio manager of a wrap‑fee program (SWM II), a structure that is uncommon among peers, and having a supervised person who is a licensed insurance agent and may recommend commissionable insurance and annuity products (a conflict the firm discloses and documents). The firm is SEC‑registered, requires custody through LPL Financial, and reports roughly $100 million in discretionary assets under management, combining a small advisory practice with institutional platform relationships and vendor support.
Client services
Financial planning
Portfolio management
Expertise
Annuities
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Cash flow / budgeting
Fee options
Between $500 and $5,000 for financial planning
$100,000 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
$250 per hour
Account minimum: $100,000
Main office location
Butterworth Financial LLC
7 Federal Street, Suite 36
Danvers MA 01923, United States
Number of offices
1
Most active in
Butterworth Financial LLC has reported serving >5 clients in these states in the last 12 months.
California · Massachusetts · New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")