B
Buffalo Capital Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Buffalo Capital Advisors offers portfolio management and financial planning services for individuals and high‑net‑worth clients, preparing individualized Investment Policy Statements and providing both discretionary and non‑discretionary account management. The firm currently reports no assets under management and uses asset‑based advisory billing while also offering hourly financial planning arrangements.
Its investment process combines multiple methods of analysis — including fundamental, quantitative, technical, cyclical, charting techniques, and modern portfolio theory — and may employ model allocations available through a custodian model marketplace; portfolios are tailored to clients’ goals, time horizons, and documented risk tolerances. BCA monitors accounts regularly and can execute trades under discretionary authority when agreed in the advisory contract.
Noteworthy distinctions include an ownership and affiliation with Buffalo Financial Group LLC and that a firm principal is an independent licensed insurance agent who accepts compensation for insurance sales, a relationship the brochure discloses and that the firm documents as a potential conflict of interest. The firm also requires clients to use a specified custodian (Altruist Financial) and accepts hourly fees for financial planning — two practices that are less common among peers in the investment manager category.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Annuities
Fee options
$250,000 - $2,000,000: 1.25% $2,000,001 - $3,000,000: 1.00% $3,000,001+: 0.75%
$250 per hour
Account minimum: $250,000
Main office location
Buffalo Capital Advisors LLC
Fort Wayne IN, United States
Number of offices
1
Most active in
Buffalo Capital Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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