Budnick Capital, LLC logo

Budnick Capital, LLC

Updated today

Client assets under management

$0

Clients

0

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

0

Very Low

Average account size

About

Budnick Capital provides investment advisory and consulting services primarily to pooled or institutional clients and to professionals such as physicians and dentists, offering financial planning, retirement plan (pension) consulting, and third‑party manager selection and referral. The firm also holds educational seminars and workshops and uses a technology‑enabled client portal for scenario modeling and plan delivery, and it reports that it does not directly manage client assets or rely on percentage‑of‑assets advisory fees.

Budnick develops tailored financial plans and investment policy statements, modeling multiple scenarios and working with clients to adjust strategies in real time, and when appropriate recommends third‑party managers while acting as a liaison and monitoring those managers’ performance. Planning engagements are typically billed on an hourly or fixed‑fee basis, and ongoing client relationships often involve referral arrangements to outside managers rather than direct discretionary account management.

Distinctive features include an emphasis on ERISA/pension consulting and public education offerings—services that are uncommon among firms in this category—combined with documented affiliations in insurance and broker‑dealer activities that the firm discloses and manages as potential conflicts. The firm’s operating model centers on selecting and overseeing other advisers and providing plan‑level fiduciary support and education for professional and institutional clients, rather than accumulating AUM through direct portfolio management.

Client services

Financial planning Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

General retirement planning Medicare planning General tax planning College savings (529s, UTMA, etc.)

Occupation focus

Doctor or Medical Professional Dentist

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Fee options

Fixed

Fixed financial planning fees range from $3,000 to $7,000 depending on complexity

Percentage

$0+: up to 1.00% annually (negotiable) paid to Budnick Capital via TPM AssetMark platform $0+: Platform fees from 0.00% to 1.25% depending on account type (paid to AssetMark and third parties) $0+: Investment Manager Fees between 0.10% to 1.20% depending on manager (paid to Investment Managers)

Commissions

Commission-based compensation through registered representative activities at Osaic Wealth, Inc.

Project-based

$250 per hour for financial planning services

Other

Fee-only: Hourly fee of $250/hour; Fixed fees $3,000 to $7,000 for financial planning

Main office location

Budnick Capital, LLC

95 Leggett Street

East Hartford CT 06108, United States

Number of offices

1

Most active in

Connecticut · Massachusetts · New Jersey · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Justin B

Series 66

East Hartford, CT

Budnick Capital, LLC

Justin Budnick is a financial advisor at Budnick Capital, LLC with 12 years of industry experience. He holds a Series 66 credential and has worked at firms including Sagepoint Financial, Inc., Guardian Life Insurance Company, and Physicians Wealth Strategies. Outside of advisory roles, he operates as a sole proprietor offering life and disability insurance. Budnick Capital provides investment advisory and consulting services primarily to pooled or institutional clients and professionals such as physicians and dentists. The firm focuses on financial planning, retirement plan consulting, and third-party manager selection, emphasizing ERISA and pension consulting along with educational seminars and technology-enabled client portals.

General retirement planning Medicare planning General tax planning College savings (529s, UTMA, etc.) Doctor or Medical Professional Dentist
user avatar

Thomas R

Series 65

East Hartford, CT

Budnick Capital, LLC

Thomas Rianhard is a financial advisor at Budnick Capital, LLC with 10 years of industry experience. He holds a Series 65 designation and has worked at Budnick Capital since 2024. Prior to that, he was involved with BK Capital LLC as Vice President and Market Strategist and spent six years at PASI Investments, LLC. Budnick Capital provides investment advisory and consulting services primarily to pooled or institutional clients and professionals such as physicians and dentists. The firm focuses on financial planning, retirement plan consulting, and third-party manager selection, using a technology-enabled client portal and educational seminars, while typically referring clients to outside managers rather than managing assets directly.

General retirement planning Medicare planning General tax planning College savings (529s, UTMA, etc.) Doctor or Medical Professional Dentist
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