B
Bruce James Thomas Jr
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
—
About
Bruce James Thomas Jr is an investment manager that primarily provides portfolio management for pooled investment vehicles and institutional mandates rather than individual retail clients. The firm’s brochure indicates it operates with a single advisory professional and currently reports no individual client accounts.
The brochure discloses that the firm uses hourly-fee engagements instead of the more common percentage-of-assets-under-management billing, suggesting a project- or consulting-oriented relationship model. It also reports other industry activity — specifically acting as an insurance broker or agent — which may affect how it evaluates insurance-linked solutions or delivers ancillary services.
Compared with peers, the combination of managing pooled/institutional assets while also holding an insurance brokerage affiliation and charging hourly fees is statistically uncommon among investment manager firms. The firm’s small scale (one advisor, one office) and lack of individual clients further distinguish its operating and business model from more typical AUM-focused investment managers.
Client services
Financial planning
Fee options
Main office location
Bruce James Thomas Jr
12494 Beech Grove Court
Moorpark CA 93021, United States
Number of offices
1
Most active in
Bruce James Thomas Jr has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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