Bruce G. Allen Investments, LLC

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Client assets under management

$256,012,403

Clients

131

56% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$1,954,293

About

Bruce G. Allen Investments, LLC provides discretionary investment management, financial planning, retirement plan advisory, and consulting to individuals (including high‑net‑worth clients), family foundations, trusts, and employer retirement plans. The firm manages roughly $255 million in client assets and offers portfolio construction, quarterly reporting, and referrals to third‑party managers.

The firm typically builds diversified portfolios using equities, bonds, mutual funds, and ETFs and applies Modern Portfolio Theory and asset‑allocation principles, with at least quarterly reviews and rebalancing. It integrates third‑party tools into the client process — including the Nitrogen risk‑tolerance platform, MoneyGuide Pro reporting, and Black Diamond performance/reporting — and will consider ESG holdings when requested.

Distinctive features noted in the brochure include that the firm is also a licensed insurance agency and its advisors are registered representatives of a broker‑dealer, and it discloses that insurance and commissionable product relationships may create conflicts of interest. The firm also documents quantitative and qualitative due diligence when recommending third‑party managers, relies on third‑party data and ratings as part of that evaluation, and coordinates reporting and custody relationships through established technology and custodian arrangements.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Wealth management Charitable giving & philanthropy

Occupation focus

Founder/Business Owner

Fee options

Fixed

Financial planning fixed fees range from $1,000 to $15,000.

Commissions

Bruce Allen receives commissions, 12(b)-1 fees, trails, or other compensation as a registered representative of a broker-dealer and insurance agent.

Other

Account minimum: $1,000,000

Main office location

Bruce G. Allen Investments, LLC

3200 E Cherry Creek South Drive, Suite 640

Denver CO 80209, United States

Number of offices

Most active in

Arizona · California · Colorado · Nebraska · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website (303) 592-5535

Advisors at this firm

Bruce A

Series 63, Series 65

Denver, CO

Bruce G. Allen Investments, LLC

Bruce Allen is a financial advisor with Bruce G. Allen Investments, LLC in Denver, Colorado, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He previously worked at Nations Financial Group Inc. and M.S. Howells & Co. Outside of advising, Allen frequently appears as a guest in media interviews providing market commentary and also owns and operates a wholesale business. Bruce G. Allen Investments offers discretionary investment management, financial planning, and retirement-plan advisory services to individuals, including high-net-worth clients, as well as foundations, trusts, corporations, and retirement plans. The firm focuses on asset allocation and Modern Portfolio Theory, utilizing equities, bonds, mutual funds, ETFs, and ESG holdings when requested, supported by third-party risk profiling and reporting tools.

ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Wealth management Charitable giving & philanthropy Founder/Business Owner

Anne S

Series 63, Series 65

Denver, CO

Bruce G. Allen Investments, LLC

Anne Sechler is a financial advisor at Bruce G. Allen Investments, LLC with 32 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Bruce G. Allen Investments since 2017, concurrently serving at M.S. Howells & Co. since the same year. Prior to that, she spent seven years at Nations Financial Group, Inc. Bruce G. Allen Investments provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, foundations, trusts, corporations, and retirement plans. The firm emphasizes asset allocation and Modern Portfolio Theory, using a range of securities and incorporates ESG holdings upon client request, supported by third-party risk and reporting tools.

ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Wealth management Charitable giving & philanthropy Founder/Business Owner

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