Browning Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$41,580,054
Total clients
29
41% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
15
Average account size
$1,433,795
About
Browning Capital Management provides portfolio management, financial planning, and family office services for individual and high‑net‑worth clients, and supports estate, business succession, philanthropic, education and post‑retirement distribution planning. The firm also uses third‑party money managers when appropriate and supplements advisory work with insurance product recommendations as part of planning engagements.
The firm’s investment process combines fundamental analysis, modern portfolio theory, technical and cyclical analysis to construct targeted asset allocations across five risk profiles, implemented via equities, mutual funds, ETFs, municipal bonds and REITs. The brochure describes discretionary management with periodic rebalancing, quarterly reviews, and a stated custodial preference for Charles Schwab while allowing clients to direct custody choices.
Several features in the brochure are atypical for a small advisory team: the firm’s principal holds both attorney and Certified Public Accountant credentials and the advisers may sell insurance, reflecting legal and accounting affiliations not common among peers. The materials also disclose predecessor performance in firm communications and outline a formal family‑office offering with a $5 million account threshold and tiered family‑office fees, distinguishing its service set from many similarly sized advisers.
Client services
Fee options
$0 - $10,000,000: 1.0% $10,000,001 - $50,000,000: 0.75% $50,000,001+: 0.50%
Commissions received from sale of insurance products recommended in financial plans
Financial planning hourly fee $400/hour, negotiable
Account minimum: $5,000,000 Minimum fee: Minimum annual fee of $50,000 for Family Office Services; minimum financial planning fees range from $2,000 to $8,000 per module; hourly planning fee $400/hour Fee-only: Financial planning fees with module minimums ($2,000 to $8,000) and hourly fees ($400/hour)
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Browning Capital Management LLC
Sisters OR, United States
Number of offices
2
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