Browning Capital Management LLC

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Client assets under management

$38,912,422

Clients

41% high-net-worth

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Very Low

Average account size

$1,341,808

About

Browning Capital Management provides investment advisory, portfolio management, financial planning and family office services to individuals, high‑net‑worth clients and other legal entities. It offers discretionary portfolio management, modular and comprehensive financial planning, access to third‑party money managers and may recommend insurance products as part of client solutions.

The firm combines fundamental analysis, Modern Portfolio Theory, technical and cyclical analysis to build targeted asset allocations across equities, mutual funds, ETFs, municipal bonds and REITs, with periodic rebalancing and quarterly or annual reviews. Accounts are typically managed on a discretionary basis and strategies are implemented through custodial arrangements and, when appropriate, outside money managers, with regular reporting to clients.

Compared with peers of similar size, the ADV highlights several atypical features: the firm discloses advertising of predecessor performance and identifies affiliated professional activities — a principal is a licensed attorney in California (inactive in Oregon) and an active California Certified Public Accountant who devotes a limited portion of time to those services. The brochure also notes the firm’s recent change from SEC to state registration and explicitly discloses potential conflicts such as insurance commissions and the provision of affiliated legal/accounting services.

Client services

Financial planning Portfolio management Selection of other advisers Family office services

Expertise

Wealth management General retirement planning Retirement withdrawal strategies Charitable giving & philanthropy Business exit / sale strategy

Occupation focus

Founder/Business Owner Executive

Fee options

Percentage

$0 - $10,000,000: 1.0% $10,000,001 - $50,000,000: 0.75% $50,000,001+: 0.50%

Commissions

Commissions received on life, disability, health, and long-term care insurance products sold by advisor (not included in advisory fees).

Other

Account minimum: $0 for asset management services; $5,000,000 for family office services Minimum fee: Family office services minimum annual fee of $50,000 Fee-only: Financial planning fees are included in asset management fees; no separate fee charged.

Main office location

Browning Capital Management LLC

Sisters OR, United States

Number of offices

Most active in

Oregon

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 949-439-7457

Advisors at this firm

Scott B

Series 66

Sisters, OR

Browning Capital Management LLC

Scott Browning is a financial advisor with Browning Capital Management LLC, holding a Series 66 designation and 13 years of industry experience. He is a licensed attorney and Certified Public Accountant in California and an inactive attorney in Oregon. In addition to advisory services, he dedicates part of his time to legal, accounting, and insurance activities. Browning Capital Management provides portfolio management, financial planning, and family office services for individual and high-net-worth clients. The firm employs a multi-disciplinary investment approach combining fundamental, technical, and cyclical analysis, with discretionary management and periodic reviews.

Wealth management General retirement planning Retirement withdrawal strategies Charitable giving & philanthropy Business exit / sale strategy Founder/Business Owner Executive

Dylan B

Series 65

Sisters, OR

Browning Capital Management LLC

Dylan Browning is a financial advisor at Browning Capital Management LLC with nine years of industry experience. He holds the Series 65 designation and has worked at his current firm since 2013, with a brief tenure at Overdose Management LLC. Browning Capital Management provides portfolio management, financial planning, and family office services for individual and high-net-worth clients. The firm employs a multi-faceted investment approach that combines fundamental, technical, and cyclical analysis to create targeted asset allocations while offering discretionary management and periodic portfolio reviews.

Wealth management General retirement planning Retirement withdrawal strategies Charitable giving & philanthropy Business exit / sale strategy Founder/Business Owner Executive

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