Brookwood Wealth Advisors, LLC

Brookwood Wealth Advisors is a state‑registered independent investment adviser that works with individual and high‑net‑worth clients to provide portfolio management and financial planning consulting. Services include tailored investment advice and written investment strategies across cash, equities, mutual funds, bonds and annuities, delivered on both discretionary and non‑discretionary bases.

The firm’s investment approach combines asset allocation and risk‑based planning with tactics such as dollar‑cost averaging, technical analysis, and both long‑ and short‑term purchase strategies, aligning recommendations with each client’s time horizon and risk tolerance. Account reviews and plan delivery are performed by the firm’s principal at least quarterly, and the firm generally recommends custodial and execution services through an institutional brokerage platform.

Among features that distinguish this firm from many peers, it participates in structured third‑party promoter arrangements (including advertising through a national referral program) and discloses paying referral fees under written agreements. The brochure also highlights attention to operational risks: the firm uses service providers that incorporate artificial intelligence and machine‑learning components and performs periodic due diligence to address data accuracy and security concerns, and it does not vote client proxies but forwards voting materials to clients.