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Brookside Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,315,084
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
4
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$1,578,771
About
Brookside Wealth Management LLC provides ongoing portfolio management and financial planning to a very small client base. Its clients include high‑net‑worth individuals, charitable organizations, corporations and insurance companies, and the firm also reports servicing pension and profit‑sharing plan clients — a service that is relatively uncommon among independent advisers.
The firm documents client objectives in an Investment Policy Statement and offers both discretionary and non‑discretionary management with regular reviews of accounts. Its investment approach blends cyclical and fundamental analysis with modern portfolio theory and employs both long‑ and short‑term trading across a broad range of holdings, including mutual funds, fixed income, real‑estate funds, ETFs (including precious metals), annuities, venture capital and private placements.
Compared with peers, Brookside is notable for managing all client assets in‑house for a very concentrated client roster, which results in a relatively high level of advisor oversight per client. The brochure also discloses that the adviser may receive outside compensation for the sale of investment products and maintains relationships with multiple custodians (including a recently added custodian), arrangements that can introduce conflicts of interest or differences in execution practices relative to many similarly sized independent firms.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Real estate investing
Fee options
2.00% per annum
$150 per hour
Main office location
Brookside Wealth Management LLC
Woodland Hills CA, United States
Number of offices
1
Most active in
Brookside Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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