Brookside Strategy and Consulting
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$16,500,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
12
8% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$1,375,000
About
Brookside Strategy and Consulting is a state-registered independent advisory firm that serves a small roster of individual clients, business owners, and institutional entities including trusts, pension plans and charitable organizations. The firm provides discretionary asset management alongside ongoing financial planning and business consulting, including succession and exit-planning services.
Portfolios are constructed and monitored on an individualized basis and may include individual equities, fixed income, ETFs, options and alternative investments; the firm uses a blend of fundamental, technical, cyclical and sector analysis and typically manages accounts on a discretionary basis with periodic rebalancing. Financial planning and consulting are provided as ongoing engagements rather than one-time plans, and the firm coordinates with outside specialists when estate, tax, business valuation or legal input is needed.
The firm’s clientele mix is notable for including charitable organizations, a relatively uncommon client type among similar independent advisers, and for an explicit emphasis on business-owner planning and exit strategy work supported by a CEPA credential held by the firm’s principal. With a very small client base and roughly $23 million in regulatory assets under management, the firm’s model emphasizes concentrated, bespoke advisory relationships rather than scaled, packaged offerings.
Client services
Financial planning
Portfolio management
Expertise
Business exit / sale strategy
Business succession planning
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
Financial Planning & Consulting annual flat fees range from $2,500 to $50,000 based on service level: Foundation starts at $2,500, Premier $5,000-$10,000, Heritage $20,000-$25,000, Legacy starts at $25,000.
up to 1.25% annually
Refunds for terminated financial planning agreements calculated at hourly rates: Foundation $400/hour, Premier $500/hour, Heritage $600/hour, Legacy $700/hour.
Main office location
Brookside Strategy and Consulting
Burbank CA, United States
Number of offices
1
Most active in
Brookside Strategy and Consulting has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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