Brooks Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,500,000
Clients
23
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$456,522
About
Brooks Wealth Management provides fee-only wealth management and financial planning to individuals, high-net-worth clients, charitable organizations, and businesses. Its services include ongoing discretionary investment management, project-based financial planning, and a comprehensive one-time financial plan engagement.
The firm’s investment approach emphasizes asset allocation and Modern Portfolio Theory, combining passive and active strategies and selecting mutual funds, ETFs, and individual securities to align with each client’s risk tolerance and goals. Brooks Wealth Management uses multiple methods of analysis (fundamental, technical, cyclical, and charting), offers socially responsible investing options, and may advise on alternative investments while monitoring accounts on a regular (quarterly) basis.
Noteworthy details in the brochure include an institutional relationship with Charles Schwab Advisor Services that provides access to Schwab’s execution, research, technology, and educational materials, and the firm’s practice of delivering written quarterly performance and holdings reports and other client materials. The firm’s principal holds CFP® certification plus additional estate and Social Security/Medicare specialist credentials, and the firm documents both asset-based and, when agreed in writing, flat-fee engagement options along with limited-scope, project-based planning offerings.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Retirement income strategy
Occupation focus
Founder/Business Owner
Demographic focus
Young Professionals
Fee options
Project-based financial planning fixed fees range from $1,500 to $5,000; Comprehensive one-time financial plan fixed fee is $150
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.90% $4,000,001 - $6,000,000: 0.80% $6,000,001 - $8,000,000: 0.70% $8,000,001 - $10,000,000: 0.60% $10,000,001+: 0.50%
$350 per hour for project-based financial planning; $100 per hour for additional time after comprehensive plan
Account minimum: $100,000 (may be reduced or waived on a case-by-case basis) Fee-only: Fee-only firm; compensated only by client fees, no commissions
Main office location
Brooks Wealth Management
Englewood CO, United States
Number of offices
2
Most active in
Brooks Wealth Management has reported serving >5 clients in these states in the last 12 months.
California · Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
Instagram
Website
(303) 962-2728
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