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Brook Capital

Updated today

Client assets under management

$279,461,575

Clients

626

11% high-net worth

Advisors

4

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

157

Very High

Average account size

$446,424

About

Brook Capital provides investment advice and planning primarily to individual clients — including both U.S. and international investors — and also serves trusts, charitable organizations, pension and profit-sharing plans. Its services include managed portfolios (both discretionary and non-discretionary), 401(k) advisory, financial planning, and federal benefits counseling offered through an affiliated Brook Federal Advisors unit.

The firm operates two core investment approaches: dynamic portfolios that use technical analysis and trend-following to reduce exposure in down markets, and static growth and fixed-income portfolios that rely largely on index ETFs and selected equities for longer-term holdings. Accounts are handled on either a discretionary or non-discretionary basis (non-discretionary accounts require client approval before trades), and clients receive ongoing reviews and quarterly performance reporting.

Distinctive features for a team of this size include a meaningful international client base and a slightly larger share of assets managed non-discretionary ($148.3M non‑discretionary vs. $135.0M discretionary), which the brochure notes is uncommon among peers. Advisors also sell insurance products and provide federal-employee benefit education and counseling, activities the firm discloses as potential conflicts of interest.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Active portfolio management Passive / index investing Real estate investing

Fee options

Percentage

$0 - $500,000: 3.0% $500,001 - $1,000,000: 2.5% $1,000,001 - $2,500,000: 2.0% $2,500,001+: 1.5%

Commissions

Non-discretionary commission based accounts subject to ticket charges, service charges, commissions, sales loads, and mutual fund trailers paid to an unaffiliated Broker Dealer.

Project-based

Negotiable hourly flat fee for Financial Planning services.

Subscriptions

Annual, non-refundable fee of $350 paid in advance for 401(k) Advisory Services.

Other

Account minimum: $100,000 Minimum fee: Minimum annual fee of $1,000 may apply to all accounts. Fee-only: Negotiable hourly flat fee or an annual retainer for Financial Planning services.

Main office location

Brook Capital

675 N.Barker Road, Suite #200

Brookfield WI 53045, United States

Number of offices

1

Most active in

California · Colorado · Connecticut · Florida · Illinois · Minnesota · Nebraska · North Carolina · Texas · Utah · Virginia · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Jason V

Series 65, Series 66

Brookfield, WI

Brook Capital

Jason Visner is a financial advisor at Brook Capital with 15 years of industry experience. He holds the Series 65 and Series 66 licenses and has worked at Western International Securities, Inc. and First Allied Securities, Inc. He is also involved as a benefits counselor through Brook Federal Advisors and volunteers in educational roles at St. Leonard Parish. Brook Capital provides investment advice primarily to individual clients, including both U.S. and international investors, as well as trusts, charitable organizations, and pension plans. The firm offers dynamic and static portfolio strategies, manages accounts on discretionary and non-discretionary bases, and provides federal benefits counseling through an affiliated unit.

Active portfolio management Passive / index investing Real estate investing
user avatar

Dalton W

Series 65

Brookfield, WI

Brook Capital

Dalton Weyandt is a Series 65-licensed financial advisor with Brook Capital in Brookfield, WI, where he has worked since 2021. He has three years of industry experience, including prior roles at Express Towing, Menards, and Blain's Farm and Fleet. Brook Capital provides investment advice and planning primarily to individual clients, including U.S. and international investors, as well as trusts, charitable organizations, and pension plans. The firm offers managed portfolios, 401(k) advisory, financial planning, and federal benefits counseling, employing both dynamic trend-following and static index-based investment approaches.

Active portfolio management Passive / index investing Real estate investing
user avatar

Ramu R

Series 63, Series 65

Brookfield, WI

Brook Capital

Ramu Ramiah is a financial advisor with Brook Capital in Brookfield, WI, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has worked at Western International Securities and First Allied Securities before and during his long tenure at Brook Capital, where he serves as president and investment adviser representative. Outside of advising, Ramiah is involved in education as a benefits counselor, serves as a trustee for nonprofit organizations including the Ramiah Family Foundation, and participates in an oil and gas software investment company. Brook Capital provides investment advice and planning primarily to individual clients, including U.S. and international investors, as well as trusts, charitable organizations, and pension plans. The firm offers managed portfolios using both dynamic technical analysis strategies and static growth approaches, with discretionary and non-discretionary account options and regular performance reviews.

Active portfolio management Passive / index investing Real estate investing
user avatar

Daena R

Series 63, Series 65, Series 66

Brookfield, WI

Brook Capital

Daena Ramiah is a financial advisor at Brook Capital in Brookfield, WI, with nine years of industry experience. She holds the Series 63, 65, and 66 licenses and has worked at Western International Securities, Inc., Brook Capital, and First Allied Securities, Inc. Ramiah is also co-owner of Trillium Ventures LLC, a real estate holding company. Brook Capital provides investment advice and planning primarily to individual clients, including U.S. and international investors, as well as trusts, charitable organizations, and pension and profit-sharing plans. The firm offers managed portfolios, 401(k) advisory, financial planning, and federal benefits counseling, using dynamic and static investment approaches tailored to client needs.

Active portfolio management Passive / index investing Real estate investing
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