Broman & Greig Asset Management, LLC

Broman & Greig Asset Management provides discretionary portfolio management and ongoing financial planning for individual clients, with portfolios typically allocated to no‑load mutual funds, exchange‑traded funds and mutual fixed‑income funds. The firm also occasionally offers client seminars and its principal provides accounting, tax and consulting services to non‑firm clients.

Investment decisions are made principally using a top‑down approach and the firm manages nearly all client assets on a discretionary basis, while also employing individual bonds and equities where appropriate. Custody and trade execution are handled through institutional custodial relationships and advisory fees are charged as a negotiable percentage of assets, with periodic account reviews at least quarterly.

A notable feature of the firm is its affiliation with an accounting practice: the managing member is a retired CPA and former accounting‑firm partner who continues to provide accounting and tax services and serves as trustee on at least one non‑firm account, an arrangement called out in the brochure. The firm manages a modest amount of assets for a limited number of clients, has transitioned its regulatory registration from the SEC to the State of California, and does not accept physical custody of client assets or vote client proxies.