Brokerage Specialists
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
25
0% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
25
Average account size
$0
About
Brokerage Specialists is a fee‑based financial planning and investment management firm that provides discretionary and non‑discretionary portfolio management, financial planning, and ERISA 3(21) retirement‑plan advisory services to individuals, charities and business entities. The firm also arranges and monitors relationships with third‑party managers and serves as a liaison when clients engage sub‑advisors.
The firm tailors strategies to clients’ stated goals, time horizons and risk tolerances, documenting objectives and performing periodic reviews and reporting. It commonly charges percentage‑of‑assets advisory fees and may place client assets with third‑party managers while monitoring performance and providing ongoing client service.
Compared with many peers, the firm conducts public educational seminars and workshops at no charge to attendees and discloses an affiliated insurance practice that the adviser devotes a portion of time to, with associated compensation disclosed as a potential conflict of interest. The brochure also shows zero assets under management as of the most recent annual calculation while maintaining an active client base and use of third‑party managers, a combination that distinguishes it from many similarly supported firms.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Wealth management
Retirement income strategy
College savings (529s, UTMA, etc.)
Tax-loss harvesting
Fee options
$0+: 1.25% annually for discretionary accounts $0+: 1.00% annually for non-discretionary accounts
$185 per hour for financial planning
Main office location
Brokerage Specialists
1828 N. Webb Road, Suite #2
Grand Island NE 68803, United States
Number of offices
2
Most active in
Brokerage Specialists has reported serving >5 clients in these states in the last 12 months.
Nebraska
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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