B
Broker One
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$30,000,000
Total clients
84
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
84
Average account size
$357,143
About
BrokerOne provides personal financial consulting and discretionary investment management to individuals, families, trusts, estates, and family businesses. The brochure lists services that include defining financial objectives and tailored strategies such as cash flow and budget management, tax planning, retirement and education funding, estate and special needs planning, and family business succession work.
The firm implements a strategically diversified asset allocation approach and generally manages assets on a discretionary basis, using ETFs, dividend‑paying stocks, corporate/treasury/municipal bonds and options when appropriate. Research and security selection draw on a mix of fundamental and technical analysis as well as momentum studies and non‑traditional approaches (including chaos and fractal theories), with regular review of market information and third‑party research.
A distinctive feature is that the firm’s principals hold broker‑dealer registrations and multiple securities licenses, which is uncommon for independent advisers, yet the brochure states the firm operates on a fee‑only basis and does not accept commissions or soft‑dollar benefits. BrokerOne also highlights proprietary analytical tools and practices — including AI inquiries, programming and pattern‑recognition methods — and a formal code of ethics, which the firm presents as part of its investment process.
Client services
Portfolio management
Expertise
Family Business
Charitable giving & philanthropy
Cash flow / budgeting
Fee options
$0 - $50,000: Minimum fee of $5/month ($50 annually) may apply $0 - $2,000,000: Up to 1.385% annually for new clients (negotiable and can be lower for current clients)
Minimum fee: Accounts with less than $50,000 may be billed a minimum of $5 a month, or $50 annually (usually waived if assets are in a family member's account) Fee-only: Fees paid directly by clients; no commissions accepted
Main office location
Broker One
Canfield OH, United States
Number of offices
1
Most active in
Broker One has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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