BroadWealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$110,874,844
Clients
18
56% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$6,159,714
About
BroadWealth serves a small, selective group of high-net-worth individuals and families and their related entities, including trusts, privately held businesses, foundations, and pension or profit-sharing plans. It offers integrated wealth management services that combine discretionary and non-discretionary investment management, comprehensive financial planning, retirement plan/pension services, and standalone financial consulting and implementation work.
The firm’s investment work is centered on personalized asset-allocation plans, with a preference for low-cost, tax-aware vehicles and broad diversification across a client’s entire balance sheet regardless of how or where assets are held. Portfolios are implemented and monitored on a discretionary basis when authorized, and the firm will deploy unaffiliated sub-advisers or private investment funds as appropriate while relying on an outsourced technology and operations platform for trading, reporting, and back-office support.
Compared with many independent solo advisers, BroadWealth’s brochure highlights pension consulting and work with employer-sponsored retirement plans, including managing plan investment menus and providing participant education, and it routinely offers educational seminars at no charge. The firm’s boutique scale and focused client roster also supports standalone, project-based consulting (for example, business-sale preparation, probate/estate settlement support, and financial due diligence) that goes beyond typical ongoing portfolio management.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Wealth management
Private / alternative investments
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Executive
Founder/Business Owner
Demographic focus
Established Professionals
Parents
Sandwich Generation
Fee options
Fixed fees for Financial Consulting and Implementation Services, determined case-by-case
$0 - $2,000,000: 1.20% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.70% $10,000,001 - $20,000,000: 0.50% Above $20,000,000+: 0.30%
Fees for extraordinary planning or consulting services charged separately on a fixed/negotiated basis
Account minimum: $1,500,000 Minimum fee: $30,000 annually, paid quarterly Fee-only: Fee-only advisory firm; no commissions accepted
Main office location
BroadWealth LLC
Winchester MA, United States
Number of offices
1
Most active in
BroadWealth LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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