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Broadreach Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,000,000
Clients
12
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$416,667
About
BroadReach Capital, LLC is a fee‑only registered investment adviser that provides portfolio management and investment planning primarily for individual clients seeking long‑term growth and capital appreciation. The firm describes a consultative onboarding process to define objectives and risk tolerance and manages a small client base (twelve accounts) with customized investment plans.
The investment approach blends fundamental and technical analysis with asset allocation principles and elements of modern portfolio theory, using a mix of common and preferred equities, ETFs, and fixed‑income instruments. Accounts are generally managed on a discretionary basis, trades are executed through a custodial relationship with a major broker‑dealer, and portfolios are reviewed on an ongoing basis to align with client goals.
What is most distinctive for a firm of this size is its disclosed affiliation with a related private pooled vehicle that employed a multi‑strike buy/write options strategy driven by a proprietary quantitative model and invested in broad‑market and sector ETFs; that fund is currently closed and in liquidation. The brochure highlights potential conflicts arising from that affiliation, the firm’s custodial and trading arrangements that provide indirect non‑monetary benefits, and written policies and independent oversight intended to address those conflicts.
Client services
Portfolio management
Expertise
Wealth management
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $5,000,000: 1.50% annually $5,000,001 - $10,000,000: 1.00% annually $10,000,001+: 0.50% annually
Account minimum: $100,000 minimum (may be waived or reduced at the firm's discretion) Fee-only: Fee-only asset management based on tiered percentage of assets under management
Main office location
Broadreach Capital, LLC
Ponte Vedra Beach FL, United States
Number of offices
1
Most active in
Broadreach Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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