B
Broaden Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,000,000
Total clients
5
60% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$1,200,000
About
Broaden Wealth LLC provides discretionary portfolio management and financial planning to individuals, high-net-worth individuals, and business entities, and the firm reports no assets under management at the time of filing. It documents client objectives in an Investment Policy Statement and offers services that include asset allocation, portfolio monitoring, insurance analysis, tax-aware guidance, and retirement and education planning.
The firm combines modern portfolio theory with fundamental, technical, and charting analysis to construct portfolios and may utilize strategies such as long-term trading, options transactions, and short sales where appropriate. Broaden Wealth generally charges asset-based advisory fees for ongoing management and also offers hourly financial planning engagements, with custodial and execution arrangements using institutional custodians to seek best execution.
Notable distinctions include an explicit relationship with Simplicity for annuity services and the fact that the firm’s supervised persons are licensed insurance agents who may receive commissions for insurance product sales; the brochure discloses this relationship and related conflict-management practices. The firm is a single-management-person, recently formed adviser reporting no clients or AUM, and the combination of an insurance affiliation plus offering both asset-based and hourly planning fees is less common among peers in its category.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Fee options
$1 - $50,000: 2.00% $50,001 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.85% $5,000,001+: 0.80%
$500 per hour
Main office location
Broaden Wealth LLC
13461 Parker Commons Blvd, Suite 206
Fort Myers FL 33912, United States
Number of offices
1
Most active in
Broaden Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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