B
Broadcore Investments LP
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,743,359
Clients
5
100% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$1,548,672
About
BroadCore provides discretionary portfolio management through separately managed accounts for high‑net‑worth individuals, institutions, and qualified pension plans. The firm currently manages a very small client roster—recently including a qualified pension plan and a taxable individual—and generally requires a $500,000 minimum account size.
BroadCore runs long‑only, ETF‑based strategies using a proprietary quantitative market‑timing model that relies on VIX and RVX measures to set daily allocations among cash, 1x ETFs and, when appropriate, up to 2x leveraged ETFs, with quantitative risk‑control overlays. Accounts are managed on a discretionary basis with daily reviews, and the firm generally does not permit clients to impose security‑level restrictions.
Notable for a supported firm, BroadCore operates with a single active investment principal while other founders perform only clerical duties, and its assets under management and client count are modest compared with many peers. The ADV (Item 9) reports no reportable material disciplinary events, and the firm’s VIX/RVX‑driven timing combined with routine use of leveraged ETFs represents a relatively specialized approach for a small adviser.
Client services
Portfolio management
Expertise
Passive / index investing
Fee options
$0 - $25 million: 0.40% $25 million - $50 million: 0.35% $50 million - $100 million: 0.30% $100 million+: 0.25% (negotiable)
Account minimum: $500,000.00
Main office location
Broadcore Investments LP
Roslyn Heights NY, United States
Number of offices
1
Most active in
Broadcore Investments LP has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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