Broad Reach Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$180,469,462
Total clients
9
67% high-net worth
Total advisors
3
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
3
Average account size
$20,052,162
About
Broad Reach Capital LLC provides personalized financial planning and both discretionary and non-discretionary portfolio management to individuals (including high net worth clients), trusts and estates, corporations, and insurance company clients. As of January 15, 2026 the firm reports approximately $180.5 million in discretionary assets under management and generally requires a $1,000,000 account minimum, which it may waive in certain circumstances.
The firm tailors investment strategies to each client’s suitability profile and uses multiple methods of analysis — including fundamental, technical, charting, and cyclical analysis — and may employ long- and short-term positions, option writing, and short sales when suitable. Broad Reach also uses third-party model portfolios in some client accounts, monitors and rebalances portfolios on an ongoing basis, and offers standalone financial planning engagements.
A distinctive aspect of Broad Reach is its integration with the insurance sector: the firm discloses affiliations with entities that provide captive insurance management and reinsurance services and notes that its advisers are licensed insurance agents who may earn commission-based compensation. The firm’s client base is relatively small (nine clients) for its asset size, reflecting an emphasis that can include institutional or large accounts and results in more customized, concentrated client relationships than is typical for many peers.
Client services
Expertise
Fee options
Financial planning fixed fees generally range between $2,500 and $15,000, negotiable based on complexity and scope.
$1,000,000 - $2,000,000: 1.00% $2,000,000 - $4,000,000: 0.80% $4,000,000+: 0.60%
$300 per hour
Account minimum: $1,000,000
Main office location
Broad Reach Capital LLC
1101 Haynes St, Suite 213
Raleigh NC 27604, United States
Number of offices
2
Most active in
Georgia · Massachusetts · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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