BRK Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,300,000
Total clients
7
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$900,000
About
BRK Wealth Management LLC provides investment advisory services and financial planning to individual and high‑net‑worth clients. The firm offers managed accounts on both a discretionary and non‑discretionary basis and delivers one‑time financial plans, with additional plans or reports available for a fee.
The firm tailors advice to clients’ objectives, time horizon, and risk tolerance, using asset allocation alongside techniques such as dollar‑cost averaging, technical analysis, and a mix of long‑ and short‑term purchases. BRK states its primary investment objective is to help clients maintain purchasing power over the long term and advises ongoing consultation with a tax professional because of potential tax implications.
BRK was formed in January 2023 and, per its initial filing, reported no assets under management at that time; it currently reports a small client roster (seven clients) and approximately $6.3 million in AUM. Noteworthy operational features include its one‑time financial plan delivery model (no ongoing plan reports unless requested), its explicit use of technical analysis among its methods, and its recommendation that clients custody assets with a specified independent custodian.
Client services
Financial planning
Portfolio management
Expertise
General estate planning guidance
Cash flow / budgeting
Fee options
Fixed fees ranging from $2,500 to $7,500 per project
$0 - $500,000: 1.50% $500,001 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 1.00% $10,000,001+: 0.85%
Hourly fees ranging from $100 to $250 per hour, negotiated with client
Fee-only: Fixed fees ranging from $2,500 to $7,500 per project; Hourly fees ranging from $100 to $250 per hour
Main office location
BRK Wealth Management LLC
Lexington KY, United States
Number of offices
1
Most active in
BRK Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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