Brindle & Bay Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$184,800,000
Total clients
184
38% high-net worth
Total advisors
3
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
61
Average account size
$1,004,348
About
Brindle & Bay Financial Advisors provides financial planning and discretionary investment management to individual and high‑net‑worth clients. The firm offers personalized planning and portfolio services that address retirement, cash flow, tax, estate and insurance-related matters.
The firm constructs individualized portfolios using an asset‑allocation framework and a dynamic weighting strategy, primarily implementing positions through exchange‑traded funds and other pooled and individual securities, and it uses model portfolios available through its custodian’s Model Marketplace. Accounts are typically managed on a discretionary basis with periodic rebalancing and at least annual client reviews; clients may impose reasonable investment restrictions.
Distinctive features disclosed in the brochure include that the firm’s owner also operates as an independent insurance agent and may recommend insurance products for commission, a relationship the firm identifies as a potential conflict of interest. The firm also discloses a referral arrangement with a third‑party adviser and the owner’s personal investment in the custodian platform it uses, each described as potential conflicts related to referrals and custody recommendations.
Client services
Expertise
Fee options
Flat monthly fee rates available at discretion; fees negotiable
$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.30%
Account minimum: $1,000,000
Main office location
Brindle & Bay Financial Advisors, LLC
5899 Preston Rd, Ste. 1103
Frisco TX 75034, United States
Number of offices
1
Most active in
South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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