B
Brickell Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,004,771
Clients
14
64% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
LowAverage account size
$357,484
About
Brickell Investments, LLC is a small independent advisory firm that provides personalized, discretionary investment management to individuals — including high-net-worth clients — as well as pension/profit-sharing plans and corporate entities. The firm reports managing about $5.0 million in client assets across a limited client base and delivers portfolio management on a discretionary basis.
The firm’s investment process relies on fundamental and cyclical analysis and employs a mix of strategies, including buy-and-hold, short-term purchases, and opportunistic short-term trading, with asset allocation and diversification used to manage risk. Brickell typically directs brokerage and custody to a single qualified custodian and discloses that it generally does not aggregate multiple client orders, a practice that can affect execution and pricing outcomes for clients.
A noteworthy aspect of the firm is its disclosure of a 2014 state regulatory cease-and-desist order and an $8,000 administrative fine related to custody and invoicing practices; the brochure states the firm remediated the issues and that no clients were harmed. Other operational features highlighted in the brochure include a policy of not participating in soft-dollar arrangements, an absence of third-party referral compensation, and the practice of leaving proxy voting responsibilities with clients.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$0 - $2,500,000: 1.00% annually $2,500,000+: 0.80% annually
Account minimum: $25,000
Main office location
Brickell Investments, LLC
Key Biscayne FL, United States
Number of offices
1
Most active in
Brickell Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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