Briarcliff Manor Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$836,374
Clients
3
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
LowAverage account size
$278,791
About
Briarcliff Manor Wealth Advisors manages discretionary investment accounts and provides personal financial planning for individuals, small business entities, and trusts and estates. The firm prepares an investment policy statement, opens custody accounts at an unaffiliated custodian, and encourages advisory clients to develop comprehensive financial plans.
The sole portfolio manager, a CFP® with more than 35 years in the industry, relies on fundamental and technical analysis and emphasizes tax-aware decision making. Portfolios are built predominantly with exchange‑traded funds and an active overlay of exchange‑traded options, monitored continuously and reviewed with clients at least annually.
Compared with many one‑advisor independent firms, Briarcliff Manor reports an unusually broad client mix in its regulatory filings that includes institutional and organizational types such as banks or thrift institutions, insurance companies, state or municipal governments, pension or profit‑sharing plans, charitable organizations, other investment advisers, corporate clients, and a sovereign wealth fund. The firm also notes occasional notary and mortgage‑closing services and uses Interactive Brokers as custodian, while maintaining discretionary authority for all managed accounts.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Fee options
1.25% annually (charged quarterly as 0.3125% per quarter)
Up to $300 per hour for financial planning services
Account minimum: $10,000 (individual), $5,000 (retirement account)
Main office location
Briarcliff Manor Wealth Advisors
Saugerties NY, United States
Number of offices
1
Most active in
Briarcliff Manor Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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