Brennan Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$50,912,227
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
14
79% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$3,636,588
About
Brennan Asset Management provides discretionary investment supervisory services to a small group of individual and institutional clients, including high‑net‑worth individuals, corporations, pension funds, and charitable organizations. The firm constructs client‑specific investment policy statements and typically manages concentrated portfolios, billing on a percentage‑of‑assets basis like many independent advisers.
The firm employs a bottom‑up, fundamental research process to identify undervalued companies and generally pursues a long‑term, concentrated equity strategy while retaining the ability to use shorter‑term trading, options, margin, and short sales when appropriate. In addition to separate client accounts, the firm advises and serves as general partner or managing member of pooled private funds and offers performance‑based fee arrangements to qualified investors.
What is distinctive is the firm’s active role in private fund management and pooled investment vehicles alongside its retail advisory business—an uncommon combination among peers—so that it both advises and acts as a general partner with custody over fund assets. The firm has disclosed related‑party relationships and board service tied to one of the fund issuers and describes controls and limited solicitation practices intended to address the resulting conflicts of interest; its assets under management are concentrated relative to its small client base.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.00% annually
Emerald Fund: up to 30% of net profits; Brennan Opportunities Fund (BOF): up to 25% of net profits, both subject to certain capital return requirements and negotiable
Account minimum: $1,000,000
Main office location
Brennan Asset Management
Napa CA, United States
Number of offices
1
Most active in
Brennan Asset Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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