Breakthrough Investing, LLC

Breakthrough Investing serves individual and corporate clients by providing written financial planning, educational workshops and investor briefings, and by facilitating investment management through a referral relationship with a third‑party adviser, Matson Money. The firm does not hold client assets or custody accounts and does not execute trades directly for client portfolios.

The firm’s investment work is centered on assisting clients with Matson Money’s investor profile and allocation models, using fundamental analysis as its primary method and conducting periodic reviews; it does not maintain discretionary trading authority. Clients receive ongoing monitoring and at least annual contact to update suitability information, and custodian statements are provided directly to clients on a quarterly basis.

Noteworthy distinctions include the firm’s regular offering of educational seminars and briefings and the proprietor’s life insurance licensing, with the brochure disclosing the potential to recommend commissionable insurance or fixed annuities (noted as consuming less than one hour per week). The firm operates primarily as a referral model with a disclosed fee‑sharing arrangement with Matson Money and reports no direct assets under management, rather than acting as a direct asset manager.